Timothy R. Brown

ANDERSON FINANCIAL STRATEGIES

DAYTON, OH 45423

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CRD#: 6441138

Professional summary

Timothy Ray Brown, AIF®, who also goes by Timothy Brown, is a registered financial advisor currently at ANDERSON FINANCIAL STRATEGIES, LLC located in Dayton, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) YYZ PROPERTIES, LLC - PRESIDENT - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - BEAVERCREEK, OH - SINCE 07/2012 - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ray Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 16, 2018 - Present

ANDERSON FINANCIAL STRATEGIES, LLC

Office #1: 2500 Stratacache Tower 40 N Main St., Dayton, OH 45423

RIA

CRD#: 290343

DAYTON, OH

Past

March 2, 2018 - May 1, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

DAYTON, OH

Past

December 27, 2016 - March 15, 2018

CUTTER & COMPANY, INC.

RIA

CRD#: 22449

DAYTON, OH

Past

December 27, 2016 - March 15, 2018

CUTTER & COMPANY, INC.

CRD#: 22449

DAYTON, OH

Past

April 1, 2015 - December 21, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMISBURG, OH

Past

March 10, 2015 - December 21, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMISBURG, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDERSON FINANCIAL STRATEGIES, LLC

CRD#: 290343 / SEC#: 801-121691

RIA

Registered Investment Advisory firm - (7/2/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2015

General Securities Representative Examination

Current Firm

ANDERSON FINANCIAL STRATEGIES, LLC

CRD#: 290343 / SEC#: 801-121691

RIA

Registered Investment Advisory firm - (7/2/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/18/2022 Terminated)

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Contact information

Main Address

2500 Stratacache Tower 40 N Main St., Dayton, OH 45423

Mailing Address

Phone number

(855) 237-4545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDERSON FINANCIAL STRATEGIES, LLC ADV PART 2A/B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	642
AUM (Assets Under Management)	$ 348,055,211

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy R. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ray Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CUTTER & COMPANY, INC.

CUTTER & COMPANY, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ANDERSON FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2015

Current Firm

ANDERSON FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDERSON FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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