Matthew G. Locci

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CRD#: 6440869

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew George Locci was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2015. Matthew had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 26, 2015 - November 8, 2018

BRIGGS WEALTH MANAGEMENT, INC.

RIA

CRD#: 125518

GLASTONBURY, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGGS WEALTH MANAGEMENT, INC.

BEACON FINANCIAL ADVISORY GROUP, LLC | BRIGGS WEALTH MANAGEMENT, LLC | BRIGGS WEALTH MANAGEMENT, INC.

CRD#: 125518 / SEC#: 801-66556

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Connecticut

Registered Investment Advisory firm - (8/16/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BRIGGS WEALTH MANAGEMENT, INC.

BEACON FINANCIAL ADVISORY GROUP, LLC | BRIGGS WEALTH MANAGEMENT, LLC | BRIGGS WEALTH MANAGEMENT, INC.

CRD#: 125518 / SEC#: 801-66556

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Connecticut

Registered Investment Advisory firm - (8/16/2006 Terminated)

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Contact information

Main Address

221 Addison Road Unit101, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-8988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	696
AUM (Assets Under Management)	$ 258,725,939

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2025	Cover Page	Report
09/17/2024	Cover Page	Report
09/06/2023	Cover Page	Report
09/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew G. Locci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRIGGS WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

BRIGGS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

BRIGGS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRIGGS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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