Robert C. Kysar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Clay Kysar, who also goes by Robert Kysar, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2015. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2016 - October 14, 2016
CUE FINANCIAL GROUP, INC.
February 26, 2016 - August 8, 2016
FOOTHILL SECURITIES, INC.
September 4, 2015 - March 10, 2016
SECURITIES AMERICA ADVISORS, INC.
January 26, 2015 - March 10, 2016
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUE FINANCIAL GROUP, INC.
CRD#: 21033 / SEC#: 801-66538, 8-38647
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
