Charles J. Kolean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles John Kolean, who also goes by Charles Kolean, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2017. Charles had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2022 - January 24, 2024
STRATEGIC FINANCIAL MANAGEMENT, LLC
August 14, 2019 - April 27, 2022
FORESIDE FUND SERVICES, LLC
August 14, 2017 - July 22, 2019
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
STRATEGIC FINANCIAL MANAGEMENT, LLC
CRD#: 319771 / SEC#:
Contact information
Red Flags
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