JB
Joshua D. Brumbaugh
SHORELINE WEALTH ADVISORS
New Castle, IN 47362-3311
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CRD#: 6440239
JB
Professional summary
Joshua Dee Brumbaugh, who also goes by Josh Brumbaugh, is a registered financial advisor currently at SHORELINE WEALTH ADVISORS located in New Castle, Indiana and PARKWOODS WEALTH PARTNERS, LLC located in Carmel, Indiana.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joshua has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Brumbaugh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JD BRUMBAUGH BUSINESS SERVICES, LLC FISHERS, IN 46038 12/2008-PRESENT NON-INVESTMENT RELATED OWNER/CPA DEVOTES APPROXIMATELY 20 HOURS PER MONTH TO HIS DUTIES, THE MAJORITY OF WHICH ARE OUTSIDE OF SECURITIES TRADING HOURS. BRUMBAUGH AND BRUMBAUGH RENTAL LLC FISHERS, IN 46038 JUNE 2015 TO PRESENT CO-OWNER/MEMBER NON-INVESTMENT RELATED DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS DUTIES, THE MAJORITY OF WHICH ARE OUTSIDE OF SECURITIES TRADING HOURS. DUTIES INCLUDE GENERAL MAINTENANCE/REMODELING OF PROPERTIES, ACCOUNTING AND TAX PREPARATION. NOVUSTERRA, INC FISHERS, IN 46038 JANUARY 2023 TO PRESENT ACCOUNTANT NON-INVESTMENT RELATED DEVOTES APPROXIMATELY 30 HOURS PER MONTH TO HIS DUTIES, HALF OF WHICH ARE OUTSIDE OF SECURITIES TRADING HOURS. DUTIES INCLUDE OVERSEEING ALL FINANCIAL ACTIVITY OF THE BUSINESS. TECHNOLOGY COMPANY THAT IS DEVELOPING TECHNOLOGY TO CREATE GRAPHENE FROM CARBON BASED WASTE.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Dee Brumbaugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2015 - Present
SHORELINE WEALTH ADVISORS
Office #1: 412 South Main Street, New Castle, IN 47362-3311Office #2: 11495 North Pennsylvania Street Suite 235, Carmel, IN 46032RIA
CRD#: 121764
New Castle, IN
Current
August 1, 2025 - Present
PARKWOODS WEALTH PARTNERS, LLC
Office #1: 11495 North Pennsylvania Street Suite 235, Carmel, IN 46032RIA
CRD#: 331565
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARKWOODS WEALTH PARTNERS, LLC
PARKWOODS WEALTH PARTNERS, LLC
CRD#: 331565 / SEC#: 801-130478
RIA
Registered Investment Advisory firm - (6/13/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/27/2015)
Current Firm
PW
PARKWOODS WEALTH PARTNERS, LLC
PARKWOODS WEALTH PARTNERS, LLC
CRD#: 331565 / SEC#: 801-130478
RIA
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Contact information
Main Address
222 South Central Avenue Suite 550, Clayton, MO 63105
Mailing Address
Phone number
(877) 278-2716
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 745 |
| AUM (Assets Under Management) | $ 408,594,987 |
Red Flags
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Company Information
PARKWOODS WEALTH PARTNERS, LLC
CRD#: 331565New Castle, IN 47362-3311TRUST BUT VERIFY
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