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JB

Joshua D. Brumbaugh

PARKWOODS WEALTH PARTNERS
CARMEL, IN 46032
Some features on this profile are disabled
CRD#: 6440239
JB

Professional summary

Joshua Dee Brumbaugh, who also goes by Josh Brumbaugh, is a registered financial advisor currently at PARKWOODS WEALTH PARTNERS, LLC located in Carmel, Indiana.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joshua has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Josh Brumbaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Dee Brumbaugh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2025 - Present

PARKWOODS WEALTH PARTNERS, LLC

Office #1: 11495 North Pennsylvania Street Suite 235, Carmel, IN 46032
RIA
CRD#: 331565
CARMEL, IN
Past

January 27, 2015 - December 10, 2025

SHORELINE WEALTH ADVISORS

RIA
CRD#: 121764
NEW CASTLE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARKWOODS WEALTH PARTNERS, LLC
PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565 / SEC#: 801-130478

RIA
Registered Investment Advisory firm - (6/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(8/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/26/2013
Uniform Investment Adviser Law Examination

Current Firm

PW
PARKWOODS WEALTH PARTNERS, LLC
PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565 / SEC#: 801-130478

RIA
Registered Investment Advisory firm - (6/13/2024 Approved)
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Contact information

Main Address
222 South Central Avenue Suite 550, Clayton, MO 63105
Mailing Address
Phone number
(877) 278-2716
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PARKWOODS WEALTH PARTNERS, LLC FORM ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts745
AUM (Assets Under Management)$ 408,594,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565Carmel, IN 46032

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