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TD

Thomas H. Dameron

ALPHA CAPITAL FAMILY OFFICE
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 6439999
TD

Professional summary

Thomas Houston Dameron IV, AIF®, CFP®, who also goes by Thomas Houston Dameron, is a registered financial advisor currently at ALPHA CAPITAL FAMILY OFFICE, LLC located in Greenwood Village, Colorado.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Houston Dameron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Start Date 1/1/2018 Big Chief LLC: Rental Property 1120 Montrose Ave, Apt 204 Nashville, TN 37204 Part Owner 4 Hours per month 0 during Trading 2. TD4, LLC; Start Date 05/2020 Managing Member Business entity for tax purposes only 0 trading hours/ month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Houston Dameron IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

March 24, 2020 - Present

ALPHA CAPITAL FAMILY OFFICE, LLC

Office #1: 5750 S. Ulster Circle East, Greenwood Village, CO 80111
RIA
CRD#: 307521
GREENWOOD VILLAGE, CO
Past

February 9, 2015 - March 31, 2020

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHA CAPITAL FAMILY OFFICE, LLC
AC FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521 / SEC#: 801-118157

RIA
Registered Investment Advisory firm - (2/28/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/24/2020)
IAR
Texas
(3/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/9/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
ALPHA CAPITAL FAMILY OFFICE, LLC
AC FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521 / SEC#: 801-118157

RIA
Registered Investment Advisory firm - (2/28/2020 Approved)
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Contact information

Main Address
5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111
Mailing Address
Phone number
(303) 900-1911
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/19/2025)
PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts448
AUM (Assets Under Management)$ 217,402,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521Greenwood Village, CO 80111

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