Yerandy Lopez

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CRD#: 6439528

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yerandy Lopez, CFP®, who also goes by Yerandy Lopez, was a registered financial professional .

Yerandy is a previously registered financial professional and started their career in finance in 2015. Yerandy had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Biography

In his off time, Yerandy and his significant other, Sue, enjoy biking, traveling with friends, exploring new recipes, and advancing positive growth within their communities.

Welcomed to Tampa in 1998, Yerandy continues to deepen his connection to the city, its local business and academic communities.

Having attended the University of South Florida, he earned his Bachelor’s degree in Accounting. Garnering additional licenses, designations, experience and best practices as a career financial professional for three Fortune 100 firms over several years before establishing Wealthshore Capital.

Yerandy manages the finances of individuals, families and business owners in Tampa, Florida, utilizing technologies to accommodate clients virtually all over the country.

Instituting the latest technology and resources to create an ideal client experience, prioritizing meaningful personal relationships.

Question & Answer

What are your service offerings?

Business Succession Planning

Tax Planning

Investment Planning

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

Retirement Planning & Distribu...

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Aliases

Yerandy Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Grandshore Estates LLC Real estate investment related 4503 Devonshire Rd. Tampa, Fl 33634 Real estate investments Owner Start date 04/2022 10% weekends Sourcing/Sale

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Past

April 6, 2021 - July 14, 2021

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

Tampa, FL

Past

August 13, 2020 - September 29, 2022

WEALTHSHORE CAPITAL LLC

RIA

CRD#: 306274

Tampa, FL

Past

September 20, 2016 - September 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

September 20, 2016 - September 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

Past

May 2, 2016 - September 13, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SOUTH PASADENA, FL

Past

April 28, 2016 - September 13, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SOUTH PASADENA, FL

Past

December 14, 2015 - February 1, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

TAMPA, FL

Past

October 1, 2015 - February 1, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/20/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/13/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

Mailing Address

Phone number

(800) 273-0588

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Yerandy Lopez

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTHSHORE CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2015

Series 10

Date: 12/20/2017

Series 9

Date: 9/13/2017

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

TRUST BUT VERIFY

Contact information

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