Oscar R. Vives Ortiz

SENSIBLE MONEY

Riverview, FL

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CRD#: 6439374

Professional summary

Oscar R Vives Ortiz, CFP®, who also goes by Oscar Ortiz, Oscar VIves, is a registered financial advisor currently at SENSIBLE MONEY, LLC located in Riverview, Florida.

Oscar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Oscar has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Oscar Ortiz | Oscar Vives

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Business Name: Consulting under name / investment related: yes / Address: virtual / Nature: financial education technical review / Position: Technical reviewer, consultant / Start Date: 2020 / Number of Hours: 5 / Number during trading hours: 0 / Duties: Primary duty is to review technical education materials in the various areas of financial planning (investment, retirement, estate, and/or risk management topics).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar R Vives Ortiz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 4, 2024 - Present

SENSIBLE MONEY, LLC

RIA

CRD#: 158641

Riverview, FL

Past

March 18, 2016 - November 22, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

LARGO, FL

Past

February 19, 2016 - November 22, 2016

LPL FINANCIAL LLC

CRD#: 6413

LARGO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENSIBLE MONEY, LLC

CRD#: 158641 / SEC#: 801-110039

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Arizona

Registered Investment Advisory firm - (4/4/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (4/18/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/4/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2016

General Securities Representative Examination

Current Firm

SENSIBLE MONEY, LLC

CRD#: 158641 / SEC#: 801-110039

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Arizona

Registered Investment Advisory firm - (4/4/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (4/18/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/4/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2017 Terminated)

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Contact information

Main Address

4200 N Marshall Way Suite 2, Scottsdale, AZ 85251

Mailing Address

Phone number

(480) 719-7290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SM FORM ADV PART 2A - 2024-6-11 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,329
AUM (Assets Under Management)	$ 603,666,166

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2023	Cover Page	Report
08/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Oscar R. Vives Ortiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar R Vives Ortiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENSIBLE MONEY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SENSIBLE MONEY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2016

SIE

Date: 11/22/2016

Series 7

Date: 2/19/2016

Current Firm

SENSIBLE MONEY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SENSIBLE MONEY, LLC

TRUST BUT VERIFY

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