Thomas S. Breitbach

VIVID WEALTH MANAGEMENT

West Des Moines, IA 50266

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CRD#: 6438895

Professional summary

Thomas Stuart Breitbach, who also goes by Tommy S Breitbach, is a registered financial advisor currently at VIVID WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tommy S Breitbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Stuart Breitbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2022 - Present

VIVID WEALTH MANAGEMENT, LLC

Office #1: 2600 Westown Parkway Suite 150, West Des Moines, IA 50266

RIA

CRD#: 322974

West Des Moines, IA

Past

April 2, 2015 - October 11, 2022

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

West Des Moines, IA

Past

February 4, 2015 - October 11, 2022

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

West Des Moines, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIVID WEALTH MANAGEMENT, LLC

VIVID TAX & WEALTH ADVISORS | VIVID WEALTH MANAGEMENT, LLC

CRD#: 322974 / SEC#: 801-126577

RIA

Registered Investment Advisory firm - (9/16/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/17/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/3/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/2015

General Securities Principal Examination

Current Firm

VIVID WEALTH MANAGEMENT, LLC

VIVID TAX & WEALTH ADVISORS | VIVID WEALTH MANAGEMENT, LLC

CRD#: 322974 / SEC#: 801-126577

RIA

Registered Investment Advisory firm - (9/16/2022 Approved)

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Contact information

Main Address

2600 Westown Parkway Suite 150, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 480-7593

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - VIVID WEALTH MANAGEMENT LLC (10/3/2025)

Regulatory assets under management

Total Number of Accounts	1,061
AUM (Assets Under Management)	$ 234,695,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas S. Breitbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Stuart Breitbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

Primary Firm SEC Registration

VIVID WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/17/2015

Series 65

Date: 2/3/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2015

Series 24

Date: 8/27/2015

Current Firm

VIVID WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIVID WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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