Thomas Stuart Breitbach
Professional Summary
Thomas Stuart Breitbach, who also goes by Tommy S Breitbach, is a registered financial advisor currently at VIVID WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tommy S Breitbach
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PRINCIPAL SECURITIES, INC.
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
VIVID TAX & WEALTH ADVISORS | VIVID WEALTH MANAGEMENT, LLC
Contact Information
Main Address
2600 Westown Parkway Suite 150, West Des Moines, IA 50266Phone Number
(515) 480-7593# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,199AUM (Assets Under Management)
$290,878,048Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
VIVID TAX & WEALTH ADVISORS | VIVID WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(11/11/2022)
(12/10/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Stuart Breitbach's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
