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KM

Kelly Mclean Holleran

WALSH & ASSOCIATES
Sarasota, FL 34237
Some features on this profile are disabled
CRD#: 6438788
KM

Professional summary

Kelly Mclean Holleran, who also goes by Kelly Holleran, Kelly Marie Holleran, Kelly Mclean Holleran, Kelly Mclean Holleran, Kelly Marie Mclean Holleran, is a registered financial advisor currently at WALSH & ASSOCIATES, LLC located in Sarasota, Florida and LPL FINANCIAL LLC located in Sarasota, Florida.

Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Kelly has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kelly Holleran | Kelly Marie Holleran | Kelly Mclean Holleran | Kelly Mclean Holleran | Kelly Marie Mclean Holleran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Mclean Holleran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 9, 2025 - Present

WALSH & ASSOCIATES, LLC

Office #1: 2350 Fruitville Rd Suite 201, Sarasota, FL 34237
RIA
CRD#: 144441
Sarasota, FL
Current

August 24, 2024 - Present

LPL FINANCIAL LLC

Office #1: 2350 Fruitville Rd Ste 201, Sarasota, FL 34237-6114
RIA
BD
CRD#: 6413
Sarasota, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
W&
WALSH & ASSOCIATES, LLC
ADVANTAGE FINANCIAL PLANNING, INC. | WALSH & ASSOCIATES, LTD. | WALSH & ASSOCIATES, LTD | WALSH & ASSOCIATES, LLC | WALSH & ASSOCIATES | THE CARING ADVISORS LLC | THE CARING ADVISOR, INC. | THE CARING ADVISOR INC

CRD#: 144441 / SEC#: 801-77605

RIA
Registered Investment Advisory firm - (2/19/2013 Approved)
California
Registered Investment Advisory firm - (4/24/2013 Terminated)
Florida
Registered Investment Advisory firm - (3/25/2013 Terminated)
Texas
Registered Investment Advisory firm - (3/25/2013 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/24/2024)
IAR
Florida
(4/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/22/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

W&
WALSH & ASSOCIATES, LLC
ADVANTAGE FINANCIAL PLANNING, INC. | WALSH & ASSOCIATES, LTD. | WALSH & ASSOCIATES, LTD | WALSH & ASSOCIATES, LLC | WALSH & ASSOCIATES | THE CARING ADVISORS LLC | THE CARING ADVISOR, INC. | THE CARING ADVISOR INC

CRD#: 144441 / SEC#: 801-77605

RIA
Registered Investment Advisory firm - (2/19/2013 Approved)
California
Registered Investment Advisory firm - (4/24/2013 Terminated)
Florida
Registered Investment Advisory firm - (3/25/2013 Terminated)
Texas
Registered Investment Advisory firm - (3/25/2013 Terminated)
Loading...

Contact information

Main Address
2350 Fruitville Rd Suite 201, Sarasota, FL 34237
Mailing Address
Phone number
(941) 952-1188
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A FIRM BROCHURE (3/10/2026)
WALSH & ASSOCIATES WRAP PROGRAM (3/10/2026)

Regulatory assets under management

Total Number of Accounts2,571
AUM (Assets Under Management)$ 827,707,540

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALSH & ASSOCIATES, LLC

CRD#: 144441Sarasota, FL 34237

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