Stephan Wayne York
Professional Summary
Stephan Wayne York is a registered financial advisor currently at FBL MARKETING SERVICES, LLC located in Ames, Iowa. Stephan is registered as a RR (Registered Representative) and started their career in finance in 2015. Stephan has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
Current Firm
EQUITRUST MARKETING SERVICES, INC. | PFS SALES, INC | FBL MARKETING SERVICES, LLC | FBL MARKETING SERVICES, INC. | EQUITRUST MARKETING SERVICES, LLC
Contact Information
Main Address
5400 University Avenue, West Des Moines, IA 50266Mailing Address
5400 University Avenue, West Des Moines, IA 50266Phone Number
(515) 225-5400Established
Iowa since 08/15/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | — |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
Regulatory Event
1Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
State Registrations and Notice Filings
(10/3/2023)
(10/3/2023)
(9/29/2023)
(10/3/2023)
(1/2/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2015About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2020About the Series 26 examSRO Registrations
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Stephan Wayne York's CRS (Customer Relationship Summary).
Similar Advisors
PROTRADE SECURITIES, LLC
FALCON WEALTH PLANNING, LLC
ROCK CREEK WEALTH MANAGEMENT
EAGLE STRATEGIES LLC