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MM

Michael R. Mitchell

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CRD#: 6438733
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Robert Mitchell, who also goes by Michael Mitchell, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 1 firm and has passed the Series 63 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Mitchell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 24, 2015 - August 31, 2020

WEALTHSPIRE CAPITAL, LLC

BD
CRD#: 171970
Madison, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/1/2015
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam

Current Firm


WC
WEALTHSPIRE CAPITAL, LLC
BELR CAPITAL | WEALTHSPIRE CAPITAL, LLC | BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC

CRD#: 171970 / SEC#: , 8-69492

BD
Terminated by SEC on 08/28/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 04/25/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SONTAG ADVISORY LLCOWNER106181
DEL PRIORE, MICHAEL JOHNPRINCIPAL AND CHIEF COMPLIANCE OFFICER6221161
MITCHELL, MICHAEL ROBERTFINANCIAL OPERATIONS PRINCIPAL6438733
SONTAG BR GP, LLCGENERAL PARTNER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHSPIRE CAPITAL, LLC

CRD#: 171970

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