Thomas J. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Delaney was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 9 firms and has passed the Series 63, Series 3, PC, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1989 - November 15, 1990
TAMARON INVESTMENTS, INC.
March 30, 1989 - April 17, 1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 14, 1985 - January 10, 1989
THOMSON MCKINNON SECURITIES INC.
November 11, 1982 - July 29, 1985
MOSELEY SECURITIES CORPORATION
October 11, 1978 - October 14, 1982
BURTON J. VINCENT, CHESLEY & CO.
September 20, 1977 - November 16, 1978
JESUP & LAMONT SECURITIES CO., INC.
March 15, 1974 - October 30, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
February 7, 1974 - April 26, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
October 5, 1973 - April 8, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 7/2/1986
AMEX Put and Call ExamSeries 1
Date: 10/2/1973
Registered Representative ExaminationSeries 8
Date: 3/5/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TAMARON INVESTMENTS, INC.
CRD#: 14929 / SEC#: , 8-31412
Contact information
Documents
Red Flags
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