Mark K. Pingree
FOG CITY ADVISORS
ALBANY, CA 94706
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CRD#: 6438076
Professional summary
Mark Kirkham Pingree, CFP® is a registered financial advisor currently at FOG CITY ADVISORS, LLC located in Albany, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mark has worked at 3 firms .
Question & Answer
What are your service offerings?
Tax Planning
Estate Planning
Comprehensive Financial Planni...
Life Transitions
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Insurance Planning
Do you have an area of expertise or specialization?
Baby Boomers
Cash Flow/Budgets/Credit Issue...
Charitable Giving
Corporate Executives
Divorce Planning
Fixed Fee (Subscription, Retai...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Kirkham Pingree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
May 16, 2022 - Present
FOG CITY ADVISORS, LLC
Office #1: 828 San Pablo Ave. Suite 210b, Albany, CA 94706RIA
CRD#: 321822
ALBANY, CA
Past
September 29, 2016 - October 8, 2022
FOG CITY ADVISORS, LLC
RIA
CRD#: 121264
ALBANY, CA
Past
February 2, 2015 - September 30, 2016
NORTHGATE ADVISORS
RIA
CRD#: 169359
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOG CITY ADVISORS, LLC
FOG CITY ADVISORS | FOG CITY ADVISORS, LLC
CRD#: 321822 / SEC#: 801-133002
RIA
Registered Investment Advisory firm - (6/17/2025 Approved)California
Registered Investment Advisory firm - (7/19/2025 Terminated)Texas
Registered Investment Advisory firm - (6/12/2024 Terminated)Utah
Registered Investment Advisory firm - (6/20/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/22/2022)
IAR
Utah(9/7/2022)
Exams
Current Firm
FOG CITY ADVISORS, LLC
FOG CITY ADVISORS | FOG CITY ADVISORS, LLC
CRD#: 321822 / SEC#: 801-133002
RIA
Registered Investment Advisory firm - (6/17/2025 Approved)California
Registered Investment Advisory firm - (7/19/2025 Terminated)Texas
Registered Investment Advisory firm - (6/12/2024 Terminated)Utah
Registered Investment Advisory firm - (6/20/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
828 San Pablo Ave. Suite 210b, Albany, CA 94706
Mailing Address
Phone number
(650) 508-2020
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 442 |
| AUM (Assets Under Management) | $ 122,561,203 |
Red Flags
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Company Information
FOG CITY ADVISORS, LLC
CRD#: 321822Albany, CA 94706TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
