KD
Katharine W. Dudley
JEMMA FINANCIAL SERVICES
Baltimore, MD 21286
Some features on this profile are disabled
CRD#: 6437889
KD
Professional summary
Katharine Wilson Dudley, AIF®, who also goes by Katharine Emily Dudley, Katie Wilson Dudley, is a registered financial advisor currently at JEMMA FINANCIAL SERVICES located in Baltimore, Maryland and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Wheat Ridge, Colorado.
Katharine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Katharine has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katharine Emily Dudley | Katie Wilson Dudley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Katharine Wilson Dudley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 20, 2020 - Present
JEMMA FINANCIAL SERVICES
Office #1: 810 Gleneagles Court Suite 109, Baltimore, MD 21286RIA
CRD#: 284198
Baltimore, MD
Current
August 3, 2022 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 4251 Kipling Street Suite 580, Wheat Ridge, CO 80033BD
CRD#: 8478
Wheat Ridge, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JEMMA FINANCIAL SERVICES
FOUNDRY WEALTH ADVISORS, LLC | JEMMA INVESTMENT ADVISORS LLC | JEMMA FINANCIAL SERVICES
CRD#: 284198 / SEC#: 801-126937
RIA
Registered Investment Advisory firm - (12/5/2022 Approved)Colorado
Registered Investment Advisory firm - (12/31/2022 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2019 Terminated)Maine
Registered Investment Advisory firm - (12/20/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/18/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2022 Terminated)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Washington
Registered Investment Advisory firm - (1/23/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2024)
RR
Alaska(8/4/2025)
RR
Arizona(1/31/2024)
RR
Arkansas(2/2/2024)
RR
California(1/20/2023)
IAR
Colorado(8/26/2022)
RR
Colorado(1/20/2023)
RR
Connecticut(1/19/2023)
RR
Delaware(1/30/2023)
RR
District of Columbia(1/20/2023)
RR
Florida(1/5/2023)
RR
Georgia(1/23/2023)
RR
Hawaii(1/29/2024)
RR
Idaho(1/25/2024)
RR
Illinois(1/31/2024)
RR
Indiana(1/24/2024)
RR
Iowa(1/29/2024)
RR
Kansas(1/24/2024)
RR
Kentucky(1/20/2023)
RR
Louisiana(1/29/2024)
IAR
Maine(12/22/2022)
RR
Maine(1/20/2023)
IAR
Maryland(10/20/2020)
RR
Maryland(8/4/2022)
RR
Massachusetts(1/25/2023)
RR
Michigan(1/5/2023)
RR
Minnesota(1/23/2024)
RR
Mississippi(1/29/2024)
RR
Missouri(1/23/2024)
RR
Montana(1/30/2024)
RR
Nebraska(1/23/2024)
RR
Nevada(1/26/2024)
RR
New Hampshire(1/25/2023)
IAR
New Jersey(12/22/2022)
RR
New Jersey(1/20/2023)
RR
New Mexico(1/4/2023)
RR
New York(1/19/2023)
RR
North Carolina(1/20/2023)
RR
North Dakota(8/1/2025)
RR
Ohio(1/20/2023)
RR
Oklahoma(7/30/2025)
RR
Oregon(7/30/2025)
IAR
Pennsylvania(1/27/2022)
RR
Pennsylvania(1/20/2023)
RR
Rhode Island(1/25/2024)
RR
South Carolina(1/24/2023)
RR
South Dakota(7/31/2025)
RR
Tennessee(1/20/2023)
IAR
Texas(7/5/2022)
RR
Texas(1/20/2023)
RR
Utah(1/24/2024)
RR
Vermont(1/25/2023)
RR
Virginia(1/5/2023)
IAR
Washington(9/14/2021)
RR
Washington(1/19/2023)
RR
West Virginia(1/26/2023)
RR
Wisconsin(1/23/2024)
RR
Wyoming(1/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JF
JEMMA FINANCIAL SERVICES
FOUNDRY WEALTH ADVISORS, LLC | JEMMA INVESTMENT ADVISORS LLC | JEMMA FINANCIAL SERVICES
CRD#: 284198 / SEC#: 801-126937
RIA
Registered Investment Advisory firm - (12/5/2022 Approved)Colorado
Registered Investment Advisory firm - (12/31/2022 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2019 Terminated)Maine
Registered Investment Advisory firm - (12/20/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/18/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2022 Terminated)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Washington
Registered Investment Advisory firm - (1/23/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
810 Gleneagles Court Suite 109, Baltimore, MD 21286
Mailing Address
Phone number
(855) 662-2121
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 589 |
| AUM (Assets Under Management) | $ 145,940,068 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
