GG
Gregory G. Giles
RDA FINANCIAL NETWORK
SIOUX CITY, IA 51101
Some features on this profile are disabled
CRD#: 6437435
GG
Professional summary
Gregory Gifford Giles, who also goes by Gregory G Giles, Greg Giles, Gregory Giles, is a registered financial advisor currently at RDA FINANCIAL NETWORK located in Sioux City, Iowa and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Sioux City, Iowa.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gregory has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory G Giles | Greg Giles | Gregory Giles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RENTAL PROPERTY, 332 W. DIAMOND LK. RD., MINNEAPOLIS, MN 55419, OWNED BY THE GREGORY & RANDE GILES LIVING REVOCABLE TRUST, FBO GREGORY & RANDE GILES - OWNER WITH WIFE - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - MINNEAPOLIS, MN - SINCE 03/2021 - INVESTMENT RELATED 2.) RENTAL PROPERTY, 20744 BERDON ST., WOODLAND HILLS, CA 91367, OWNED BY THE GREGORY & RANDE GILES LIVING REVOCABLE TRUST, FBO GREGORY & RANDE GILES - OWNER WITH WIFE - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - WOODLAND HILLS, CA - SINCE 10/2015 - INVESTMENT RELATED 3.) AUDITORIUM SHOPPING AREA, LLC - 3.575% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - SIOUX CITY, IA - SINCE 06/2015 - INVESTMENT RELATED 4.) AL-MAR BUILDING CO., LLC - 12.5% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - SIOUX CITY, IA - SINCE 06/2015 - INVESTMENT RELATED 5.) GREEN GABLES BUILDING CO., LLP - 18.75% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - SIOUX CITY, IA - SINCE 06/2015 - INVESTMENT RELATED 6.) LEGACY FINANCIAL, LLC - VICE PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - AKRON, IA - SINCE 06/2017 - INVESTMENT RELATED 7.) LEGACY FINANCIAL, LLC - AGENT - NON-VARIABLE INSURANCE - SIOUX CITY, IA - SINCE 06/2017 - INVESTMENT RELATED 8.) RDA FINANCIAL NETWORK - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - AKRON, IA - SINCE 06/2017 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Gifford Giles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2017 - Present
RDA FINANCIAL NETWORK
Office #1: 505 5th St. # 100, Sioux City, IA 51101RIA
CRD#: 147309
SIOUX CITY, IA
Current
December 13, 2021 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 505 5th St. Ste. 604, Sioux City, IA 51101RIA
BD
CRD#: 20804
Sioux City, IA
Past
June 2, 2017 - January 17, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CORALVILLE, IA
Past
August 7, 2015 - December 14, 2016
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
SIOUX CITY, IA
Past
March 19, 2015 - December 14, 2016
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
SIOUX CITY, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/13/2021)
RR
District of Columbia(12/13/2021)
RR
Florida(12/13/2021)
IAR
Iowa(6/9/2017)
RR
Iowa(12/13/2021)
RR
Maryland(12/13/2021)
RR
Massachusetts(12/13/2021)
RR
Minnesota(12/13/2021)
RR
Nebraska(12/13/2021)
IAR
Nebraska(11/29/2022)
RR
South Dakota(12/13/2021)
RR
Texas(12/13/2021)
IAR
Texas(12/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Reed Street Suite #2, Akron, IA 51001
Mailing Address
321 Reed Street Suite #2, Akron, IA 51001
Phone number
(888) 300-4975
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RDA FINANCIAL NETWORK
CRD#: 147309Sioux City, IA 51101TRUST BUT VERIFY
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