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JT

Jonathan Stanley Thomas

MUSEUM MILE FUNDS
Addison, TX
·CRD# 6437173·12 years experience

Professional Summary

Jonathan Stanley Thomas, who also goes by Jonathan S. Thomas, Jonathan S Thomas, is a registered financial advisor currently at MUSEUM MILE FUNDS LLC located in Addison, Texas. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jonathan has worked at 8 firms and has passed the Series 65, Series 66, Series 32, SIE, Series 3, Series 7, Series 31 and Series 30 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan S. Thomas, Jonathan S Thomas

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

MUSEUM MILE FUNDS LLC·CRD# 336827
RIA
15305 Dallas Pkwy Ste 1200-1252, Addison, TX 75001-6423
October 26, 2026 - Present
MORGAN STANLEY·CRD# 149777
RIA
Plano, TX
March 22, 2022 - May 12, 2023
MORGAN STANLEY·CRD# 149777
BD
Plano, TX
March 10, 2022 - May 12, 2023
ELECTRONIC TRANSACTION CLEARING, INC.·CRD# 146122
BD
Dallas, TX
April 15, 2020 - February 17, 2021
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
November 12, 2019 - February 17, 2021
HILLTOP SECURITIES INC.·CRD# 6220
RIA
Dallas, TX
February 4, 2019 - September 5, 2019
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
February 4, 2019 - September 5, 2019
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Plano, TX
March 21, 2018 - August 31, 2018
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Plano, TX
March 21, 2018 - August 31, 2018
CALTON & ASSOCIATES, INC.·CRD# 20999
RIA
Austin, TX
May 24, 2017 - October 2, 2017
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Austin, TX
May 24, 2017 - October 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Richardson, TX
April 20, 2015 - June 9, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Richardson, TX
April 20, 2015 - June 9, 2015

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Current Firm

MM
MUSEUM MILE FUNDS LLC

MUSEUM MILE FUNDS LLC

CRD#: 336827 / SEC#: 801-135582
RIA
Registered Investment Advisory firm - SEC (3/19/2026 Approved)
New York
Registered Investment Advisory firm - New York (3/24/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1460 Broadway, New York, NY 10036

Phone Number

(646) 580-8330

# of Employees

1

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUSEUM MILE FUNDS LLC - FORM ADV PART 2B (8/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

3

AUM (Assets Under Management)

$26,883,512

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dallas Security Traders Association (DSTA); not investment-related; 6119 Greenville Avenue #329 Dallas, TX 75206-1906; non-profit organization affiliated with the Security Traders Association, Inc. (STA) established in 1955; Board Member, Director; 01/01/2021; 2 hours/month you devote to the other business; 0 hours during securities trading hours; Work to improve the business standards, industry ethics, and working environment of DSTA members in the DFW area.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MM
MUSEUM MILE FUNDS LLC

MUSEUM MILE FUNDS LLC

CRD#: 336827 / SEC#: 801-135582
RIA
Registered Investment Advisory firm - SEC (3/19/2026 Approved)
New York
Registered Investment Advisory firm - New York (3/24/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(10/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2026About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2014About the Series 66 exam

Series 32 — Limited Futures Exam-Regulation

Passed Feb 2025About the Series 32 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 2017About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 2015About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Jan 2014About the Series 31 exam

Series 30 — NFA Branch Manager Examination

Passed Jan 2014About the Series 30 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Stanley Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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