Alexander J. Fratti

FRATTI INVESTMENT MANAGEMENT

STATE COLLEGE, PA

CRD#: 6437093

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Professional summary

Alexander Joseph Fratti is a registered financial advisor currently at FRATTI INVESTMENT MANAGEMENT located in State College, Pennsylvania.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alexander has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Fratti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

FRATTI INVESTMENT MANAGEMENT

RIA

CRD#: 335104

STATE COLLEGE, PA

Past

March 23, 2017 - October 29, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BERWYN, PA

Past

September 19, 2016 - October 29, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BERWYN, PA

Past

April 9, 2015 - July 16, 2015

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2015

General Securities Representative Examination

Current Firm

FRATTI INVESTMENT MANAGEMENT

FRATTI INVESTMENT MANAGEMENT | FRATTI INVESTMENT MANAGEMENT, LLC

CRD#: 335104 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/8/2025 Approved)

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Contact information

Main Address

State College, PA

Mailing Address

Phone number

(814) 753-0819

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander J. Fratti

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Fratti's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRATTI INVESTMENT MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SEI INVESTMENTS DISTRIBUTION CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/2017

Series 63

Date: 5/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2015

Current Firm

FRATTI INVESTMENT MANAGEMENT

Contact information

Documents

Red Flags

Company Information

FRATTI INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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