Jonathan L. Petrie

WNY ASSET MANAGEMENT

Orchard Park, NY 14127

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CRD#: 6436617

Professional summary

Jonathan Leo Petrie is a registered financial advisor currently at WNY ASSET MANAGEMENT, LLC located in Orchard Park, New York and LPL FINANCIAL LLC located in Orchard Park, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jonathan has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Leo Petrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2022 - Present

WNY ASSET MANAGEMENT, LLC

Office #1: 6470 New Taylor Road, Orchard Park, NY 14127

RIA

CRD#: 153872

Orchard Park, NY

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 6470 New Taylor Road, Orchard Park, NY 14127

RIA

CRD#: 6413

ORCHARD PARK, NY

Past

July 10, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

May 4, 2015 - July 10, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Orchard Park, NY

Past

March 2, 2015 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

Orchard Park, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WNY ASSET MANAGEMENT, LLC

SPECTRUM WEALTH MANAGEMENT | WNY ASSET MANAGEMENT, LLC

CRD#: 153872 / SEC#: 801-71632

RIA

Registered Investment Advisory firm - (7/9/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/10/2025)

Alaska
(11/14/2025)

Arizona
(7/10/2025)

California
(7/10/2025)

Colorado
(7/10/2025)

Connecticut
(7/10/2025)

Delaware
(7/10/2025)

District of Columbia
(7/10/2025)

Florida
(7/10/2025)

Georgia
(7/10/2025)

Illinois
(7/10/2025)

Indiana
(7/10/2025)

Kentucky
(7/10/2025)

Maryland
(7/10/2025)

Massachusetts
(7/10/2025)

Michigan
(7/10/2025)

Mississippi
(7/10/2025)

Missouri
(7/10/2025)

Montana
(7/10/2025)

Nevada
(7/10/2025)

New Hampshire
(7/10/2025)

New Jersey
(7/10/2025)

New Mexico
(7/10/2025)

IAR

New York
(12/14/2022)

New York
(7/10/2025)

North Carolina
(7/10/2025)

Ohio
(7/10/2025)

Oklahoma
(7/10/2025)

Oregon
(7/10/2025)

Pennsylvania
(7/10/2025)

Rhode Island
(7/10/2025)

South Carolina
(7/10/2025)

South Dakota
(7/10/2025)

Tennessee
(7/10/2025)

Texas
(7/10/2025)

Utah
(7/10/2025)

Vermont
(7/23/2025)

Virginia
(7/10/2025)

Washington
(7/10/2025)

Wisconsin
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WNY ASSET MANAGEMENT, LLC

SPECTRUM WEALTH MANAGEMENT | WNY ASSET MANAGEMENT, LLC

CRD#: 153872 / SEC#: 801-71632

RIA

Registered Investment Advisory firm - (7/9/2010 Approved)

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Contact information

Main Address

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221

Mailing Address

Phone number

(716) 626-0060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2026)

Regulatory assets under management

Total Number of Accounts	3,256
AUM (Assets Under Management)	$ 1,729,468,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan L. Petrie

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Leo Petrie's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

WNY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/2/2015

Series 24

Date: 3/18/2016

FINRA

Current Firm

WNY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WNY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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