Lei Fu
Professional summary
Lei Fu, who also goes by Rebecca Fu, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Francisco, California and CHARLES SCHWAB & CO., INC. located in San Francisco, California.
Lei is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lei has worked at 2 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lei Fu's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 211 Main St, San Francisco, CA 94105May 19, 2015 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 211 Main Street, San Francisco, CA 94105June 15, 2017 - March 28, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
(5/22/2015)
(8/28/2024)
(1/31/2025)
(5/20/2019)
(1/31/2025)
(7/9/2021)
(1/3/2017)
(5/20/2019)
(1/3/2017)
(8/13/2015)
(8/28/2025)
(1/3/2017)
(1/3/2017)
(1/3/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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