AB
Austin W. Blasi
HAMILTON LANE SECURITIES LLC
Englewood, CO 80112
Some features on this profile are disabled
CRD#: 6435882
AB
Professional summary
Austin Wade Blasi, who also goes by Austin Blasi, Austin Wade Blasi, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Englewood, Colorado.
Austin is registered as a RR (Registered Representative) and started their career in finance in 2015. Austin has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Austin Blasi | Austin Wade Blasi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Austin Wade Blasi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2022 - Present
HAMILTON LANE SECURITIES LLC
Office #1: 10333 East Dry Creek Road Suite 310, Englewood, CO 80112BD
CRD#: 281510
Englewood, CO
Past
June 4, 2019 - December 31, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Greenwood Village, CO
Past
April 1, 2015 - June 3, 2019
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2022)
RR
Alaska(4/27/2022)
RR
Arizona(4/27/2022)
RR
Arkansas(4/27/2022)
RR
California(4/27/2022)
RR
Colorado(4/27/2022)
RR
Connecticut(4/27/2022)
RR
Delaware(4/27/2022)
RR
District of Columbia(4/27/2022)
RR
Florida(4/27/2022)
RR
Georgia(4/27/2022)
RR
Hawaii(4/27/2022)
RR
Idaho(4/27/2022)
RR
Illinois(4/27/2022)
RR
Indiana(4/27/2022)
RR
Iowa(4/27/2022)
RR
Kansas(4/27/2022)
RR
Kentucky(4/27/2022)
RR
Louisiana(4/27/2022)
RR
Maine(4/27/2022)
RR
Maryland(4/27/2022)
RR
Massachusetts(4/27/2022)
RR
Michigan(4/27/2022)
RR
Minnesota(4/27/2022)
RR
Mississippi(4/27/2022)
RR
Missouri(4/27/2022)
RR
Montana(4/27/2022)
RR
Nebraska(4/27/2022)
RR
Nevada(4/27/2022)
RR
New Hampshire(4/27/2022)
RR
New Jersey(4/27/2022)
RR
New Mexico(4/27/2022)
RR
New York(4/27/2022)
RR
North Carolina(4/27/2022)
RR
North Dakota(4/27/2022)
RR
Ohio(4/28/2022)
RR
Oklahoma(4/27/2022)
RR
Oregon(4/27/2022)
RR
Pennsylvania(4/27/2022)
RR
Rhode Island(4/27/2022)
RR
South Carolina(4/27/2022)
RR
South Dakota(4/27/2022)
RR
Tennessee(4/27/2022)
RR
Texas(4/27/2022)
RR
Utah(4/27/2022)
RR
Vermont(4/27/2022)
RR
Virginia(4/27/2022)
RR
Washington(4/27/2022)
RR
West Virginia(4/27/2022)
RR
Wisconsin(4/27/2022)
RR
Wyoming(4/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/27/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HL
HAMILTON LANE SECURITIES LLC
HAMILTON LANE SECURITIES LLC
CRD#: 281510 / SEC#: , 8-69675
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Mailing Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Phone number
(610) 934-2222
Established
Delaware since 08/17/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
