Austin W. Blasi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Wade Blasi, who also goes by Austin Blasi, Austin Wade Blasi, was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2015. Austin had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2022 - May 22, 2026
HAMILTON LANE SECURITIES LLC
June 4, 2019 - December 31, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 1, 2015 - June 3, 2019
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/27/2022
General Securities Representative ExaminationCurrent Firm
HAMILTON LANE SECURITIES LLC
CRD#: 281510 / SEC#: , 8-69675
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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