JH
James W. Hanna
CAPSTONE INVESTMENT GROUP
San Antonio, TX 78230
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CRD#: 6435774
JH
Professional summary
James William Hanna is a registered financial advisor currently at CAPSTONE INVESTMENT GROUP located in San Antonio, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James William Hanna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2025 - Present
CAPSTONE INVESTMENT GROUP
Office #1: 2634 Kerrybrook Ct. Suite 106, San Antonio, TX 78230RIA
CRD#: 159918
San Antonio, TX
Past
April 29, 2016 - September 4, 2025
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
San Antonio, TX
Past
January 12, 2015 - May 5, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPSTONE INVESTMENT GROUP
CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC
CRD#: 159918 / SEC#: 801-121820
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Arizona
Registered Investment Advisory firm - (12/8/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/10/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Washington
Registered Investment Advisory firm - (4/7/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/8/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/22/2025)
Current Firm
CI
CAPSTONE INVESTMENT GROUP
CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC
CRD#: 159918 / SEC#: 801-121820
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Arizona
Registered Investment Advisory firm - (12/8/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/10/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Washington
Registered Investment Advisory firm - (4/7/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/8/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502
Mailing Address
2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502
Phone number
(360) 570-9888
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,178 |
| AUM (Assets Under Management) | $ 152,420,481 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
