Charles Swope
Professional Summary
Charles Swope, who also goes by Charles William Swope, is a registered financial advisor currently at YOUR IA, LLC located in York, Pennsylvania. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Charles has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles William Swope
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
ABACUS PRIVATE WEALTH | YOUR IA, LLC | STRONG FORTRESS FINANCIAL & WEALTH MANAGEMENT | BARRETT WEALTH GROUP | AOG WEALTH PARTNERS, LLC
Contact Information
Main Address
620 South 400 East, St. George, UT 84770Phone Number
(800) 823-0489# of Employees
19SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
272AUM (Assets Under Management)
$106,633,240Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABACUS PRIVATE WEALTH | YOUR IA, LLC | STRONG FORTRESS FINANCIAL & WEALTH MANAGEMENT | BARRETT WEALTH GROUP | AOG WEALTH PARTNERS, LLC
State Registrations and Notice Filings
(8/11/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2016About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2016About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Swope's CRS (Customer Relationship Summary).
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