Conor M. Mahlmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conor Michael Mahlmann was a registered financial professional .
Conor is a previously registered financial professional and started their career in finance in 2015. Conor had worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2023 - June 30, 2026
SLP WEALTH
March 18, 2021 - July 28, 2023
KIPPINGTON CAPITAL MANAGEMENT, LLC
August 3, 2015 - October 5, 2017
TD AMERITRADE, INC.
August 3, 2015 - October 5, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 10, 2015 - October 5, 2017
TD AMERITRADE, INC.
Primary Firm SEC Registration
SLP WEALTH
CRD#: 325631 / SEC#: 801-127646
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLP WEALTH
CRD#: 325631 / SEC#: 801-127646
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 846 |
| AUM (Assets Under Management) | $ 29,211,037 |
Red Flags
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