AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CM

Conor M. Mahlmann

SLP WEALTH
CHICAGO, IL
Some features on this profile are disabled
CRD#: 6435510
CM

Professional summary

Conor Michael Mahlmann is a registered financial advisor currently at SLP WEALTH located in Chicago, Illinois.

Conor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Conor has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Conor Mahlmann is a Student Loan Consultant at Student Loan Planner�, a private company that assists student loan borrowers in exploring their options for repayment or forgiveness. Mr. Mahlmann conducts consultations for clients of Student Loan Planner�, creates media content, and attends events on behalf of Student Loan Planner�. He spends approximately 50% of his time on Student Loan Planner� activities equating to approximately 108 hours per month or 4 hours per day during securities trading hours. This is not an investment-related business. Mr. Mahlmann started his position as a Student Loan Advisor in May of 2022. Student Loan Planner�'s address is: 1011 S. Hamilton Rd Suite 300 Chapel Hill, NC 27517

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conor Michael Mahlmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2023 - Present

SLP WEALTH

RIA
CRD#: 325631
CHICAGO, IL
Past

March 18, 2021 - July 28, 2023

KIPPINGTON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 291196
Chicago, IL
Past

August 3, 2015 - October 5, 2017

TD AMERITRADE, INC.

RIA
CRD#: 7870
CHICAGO, IL
Past

August 3, 2015 - October 5, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Chicago, IL
Past

February 10, 2015 - October 5, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SLP WEALTH
SLP WEALTH | SLP WEALTH LLC

CRD#: 325631 / SEC#: 801-127646

RIA
Registered Investment Advisory firm - (4/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/2/2023)
IAR
Texas
(5/2/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/16/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/2/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/20/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/5/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2015
General Securities Representative Examination

Current Firm

SW
SLP WEALTH
SLP WEALTH | SLP WEALTH LLC

CRD#: 325631 / SEC#: 801-127646

RIA
Registered Investment Advisory firm - (4/13/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
555 South Mangum St Suite 100, Durham, NC 27701
Mailing Address
Phone number
(910) 315-0973
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-07-15 SLP WEALTH FORM ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts846
AUM (Assets Under Management)$ 29,211,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SLP WEALTH

CRD#: 325631Chicago, IL

TRUST BUT VERIFY

Monitor Conor Mahlmann

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics