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Nathaniel Richer

SYNTHESIS CAPITAL GROUP
FAIRFIELD, CT
·CRD# 6435470·11 years experience

Professional Summary

Nathaniel Richer, who also goes by Nathaniel David Richer, is a registered financial advisor currently at SYNTHESIS CAPITAL GROUP located in Fairfield, Connecticut. Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nathaniel has worked at 4 firms and has passed the Series 65, Series 66, Series 3, Series 57TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathaniel David Richer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

Current

SYNTHESIS CAPITAL GROUPCurrent·CRD# 312144
RIA
Fairfield, CT
March 18, 2021 - Present

Past

T3 TRADING GROUP, LLCPast·CRD# 154431
BD
New York, NY
November 20, 2019 - October 14, 2020
AVATAR SECURITIES, LLCPast·CRD# 147763
BD
New York, NY
February 1, 2019 - November 11, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
RIA
Stamford, CT
May 6, 2015 - May 26, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
Stamford, CT
March 10, 2015 - May 26, 2015

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Current Firm

SC
SYNTHESIS CAPITAL GROUP

SYNTHESIS CAPITAL GROUP | SYNTHESIS CAPITAL GROUP LLC

CRD#: 312144
Connecticut
Registered Investment Advisory firm - Connecticut (3/18/2021 Approved)
Florida
Registered Investment Advisory firm - Florida (3/22/2021 Approved)
New York
Registered Investment Advisory firm - New York (5/8/2026 Approved)

Contact Information

Main Address

Fairfield, CT

Phone Number

(917) 929-4653

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

76

AUM (Assets Under Management)

$7,100,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) F2 Tech LLC; Not Investment Related; 18 Division Street Unit 303 Saratoga Springs NY 12866 USA; Description of the business: Technology; Position Title: Accounting; Responsibilities Duties: Accounting; Start date with business: 2025-02-01; Hours per month during trading hours: 5; Hours per month outside trading hours: 10. 2) Saratoga Capital Advisors, LLC; Investment related: Yes; 41 W 13th Street Deer Park NY 11729; Commodity Trading Advisor; Partner; Trading and risk management; Start date: 2026-09-01; Hours per month during trading hours: 10; Hours per month outside trading hours: 3.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Connecticut
(3/18/2021)
IAR
Florida
(3/22/2021)
IAR
New York
(5/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2020About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed May 2015About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed Apr 2026About the Series 3 exam

Series 57TO — Securities Trader Exam

Passed Jun 2024About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Richer's CRS (Customer Relationship Summary).

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