JK
Joni K. Kellen
NORTHWEST WEALTH MANAGEMENT
Ames, IA 50010
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CRD#: 6435440
JK
Professional summary
Joni Kaye Kellen, CFP® is a registered financial advisor currently at NORTHWEST WEALTH MANAGEMENT, LLC located in Ames, Iowa.
Joni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joni has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Kelamity Enterprises, LLC, Ames, IA November 2024 to Present Not Investment Related Consumer Products President & CEO Devotes 25 hours per month to this position
CRS (Client Relationship Summary) - RIA
Click below to view Joni Kaye Kellen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
August 18, 2021 - Present
NORTHWEST WEALTH MANAGEMENT, LLC
Office #1: 100 S. 16th Street, Ames, IA 50010RIA
CRD#: 152816
Ames, IA
Past
March 3, 2016 - August 6, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Story City, IA
Past
March 3, 2016 - August 6, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Story City, IA
Past
March 31, 2015 - June 19, 2015
EDWARD JONES
BD
CRD#: 250
LE MARS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NORTHWEST WEALTH MANAGEMENT, LLC
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816 / SEC#: 801-72545
RIA
Registered Investment Advisory firm - (7/5/2011 Approved)Indiana
Registered Investment Advisory firm - (7/12/2011 Terminated)Iowa
Registered Investment Advisory firm - (7/18/2011 Terminated)Nebraska
Registered Investment Advisory firm - (8/31/2011 Terminated)South Dakota
Registered Investment Advisory firm - (7/12/2011 Terminated)Texas
Registered Investment Advisory firm - (7/12/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(8/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NORTHWEST WEALTH MANAGEMENT, LLC
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816 / SEC#: 801-72545
RIA
Registered Investment Advisory firm - (7/5/2011 Approved)Indiana
Registered Investment Advisory firm - (7/12/2011 Terminated)Iowa
Registered Investment Advisory firm - (7/18/2011 Terminated)Nebraska
Registered Investment Advisory firm - (8/31/2011 Terminated)South Dakota
Registered Investment Advisory firm - (7/12/2011 Terminated)Texas
Registered Investment Advisory firm - (7/12/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1607 W. 18th Street, Spencer, IA 51301
Mailing Address
Phone number
(877) 207-0994
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,063 |
| AUM (Assets Under Management) | $ 865,221,987 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816Ames, IA 50010TRUST BUT VERIFY
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