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Patrick Kearney

APOLLO GLOBAL SECURITIES
Miami, FL
·CRD# 6435358·11 years experience

Professional Summary

Patrick Kearney, who also goes by Patrick Michael Kearney, is a registered financial advisor currently at APOLLO GLOBAL SECURITIES, LLC located in Miami, Florida. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2015. Patrick has worked at 2 firms and has passed the SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Michael Kearney

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

APOLLO GLOBAL SECURITIES, LLC·CRD# 153502
BD
701 Brickell Ave Suite 2300, Miami, FL 33131
September 13, 2017 - Present
MOELIS & COMPANY LLC·CRD# 145115
BD
New York, NY
July 27, 2015 - July 27, 2017

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Current Firm

AG
APOLLO GLOBAL SECURITIES, LLC

AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: 8-68542
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

9 West 57th Street, New York, NY 10019-2701

Mailing Address

9 West 57th Street, New York, NY 10019-2701

Phone Number

(212) 515-3200

Established

Delaware since 03/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P.SOLE MEMBER—
CHATTERJEE, WHITNEY AMEMBER BOARD OFMANAGERS7874808
DRESCHER, STEPHANIEHEAD OF MARKETING3055145
NEEDLEMAN, ERIC DAVIDPRESIDENT2773431
TERLATO, JASON MICHAELCHIEF COMPLIANCE OFFICER3157535
TREBING, ADAM PMEMBER BOARD OF MANAGERS5828238
TREBING, ADAM PCFO / FINOP / PFO / POO5828238

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2015About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Kearney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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