Zachary Scott Novak
CFP®Professional Summary
Zachary Scott Novak, CFP®, who also goes by Zach Scott Novak, is a registered financial advisor currently at CORE PLANNING located in Carbondale, Illinois. Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Zachary has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Zachary Scott Novak, Zach Scott Novak
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AD ASTRA | WORTHWHILE RETIREMENT | WELLFUL MONEY | UZUME | SUMMIT RIDGE WEALTH | ST. LOUIS PRIVATE ADVISORS | SEAM FI | SAVOR FINANCIAL | SAGE WEALTH GROUP | REN INVESTMENTS | PINK THREAD | PETERSON WEALTH ADVISORY | PENN GUY M. JR | PATHFINDER PLANNING AND INVESTMENTS | NOVAK FINANCIAL PARTNERS | NEARY FINANCIAL PLANNING | MONEY FOR MAKERS | KITE AND COMPASS FINANCIAL | INFINITY FINANCIAL SERVICES | HOWARD LEGACY WEALTH MANAGEMENT | H3FP | GOLDRISE WEALTH ADVISORS | G. M. PENN WEALTH MANAGEMENT | FLAMES FINANCIAL PLANNING | FEDAK FINANCIAL PLANNING | DESERT CREST FINANCIAL | CPJ FINANCIAL | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE | AWX FINANCIAL | ARDEN FINANCIAL | ANCHORLINE FINANCIAL | AMERICAN WEALTH PLANNER
Contact Information
Main Address
706 N Main St, Ofallon, MO 63366Phone Number
(636) 734-7507# of Employees
65SEC notice filing (45 States and Territories)
Registered to provide investment advisory services in 45 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,005AUM (Assets Under Management)
$525,029,564Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AD ASTRA | WORTHWHILE RETIREMENT | WELLFUL MONEY | UZUME | SUMMIT RIDGE WEALTH | ST. LOUIS PRIVATE ADVISORS | SEAM FI | SAVOR FINANCIAL | SAGE WEALTH GROUP | REN INVESTMENTS | PINK THREAD | PETERSON WEALTH ADVISORY | PENN GUY M. JR | PATHFINDER PLANNING AND INVESTMENTS | NOVAK FINANCIAL PARTNERS | NEARY FINANCIAL PLANNING | MONEY FOR MAKERS | KITE AND COMPASS FINANCIAL | INFINITY FINANCIAL SERVICES | HOWARD LEGACY WEALTH MANAGEMENT | H3FP | GOLDRISE WEALTH ADVISORS | G. M. PENN WEALTH MANAGEMENT | FLAMES FINANCIAL PLANNING | FEDAK FINANCIAL PLANNING | DESERT CREST FINANCIAL | CPJ FINANCIAL | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE | AWX FINANCIAL | ARDEN FINANCIAL | ANCHORLINE FINANCIAL | AMERICAN WEALTH PLANNER
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2015About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Zachary Scott Novak's CRS (Customer Relationship Summary).
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