David Eric Moses
CFP®Professional Summary
David Eric Moses, CFP®, who also goes by David Moses, is a registered financial advisor currently at STATERA FINANCIAL, LLC located in Walpole, Massachusetts. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Moses
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
STATERA FINANCIAL, LLC
Contact Information
Main Address
713 East Street, Walpole, MA 02081Phone Number
(774) 777-6646# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
304AUM (Assets Under Management)
$62,100,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/10/2019)
(6/22/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2015About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Eric Moses's CRS (Customer Relationship Summary).
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