John J. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Delaney was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 17 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2007 - November 10, 2016
DELANEY EQUITY GROUP LLC
October 30, 2001 - May 4, 2007
INTERCOASTAL FINANCIAL SERVICES CORP.
April 17, 1989 - November 2, 1999
WALL STREET EQUITIES INCORPORATED
December 12, 1988 - March 30, 1989
PARAGON CAPITAL MARKETS, INC.
September 22, 1987 - November 29, 1988
GREENTREE SECURITIES CORP.
August 22, 1985 - July 15, 1987
BAIRD, PATRICK & CO., INC.
November 27, 1984 - August 26, 1986
STARR SECURITIES, INC.
December 2, 1982 - December 3, 1984
OPPENHEIMER & CO. INC.
January 14, 1980 - December 27, 1982
MULLER AND COMPANY, INC.
January 27, 1978 - January 14, 1980
NEUBERGER SECURITIES CORP.
May 3, 1977 - February 13, 1978
KUHNS BROTHERS & LAIDLAW, INC.
November 10, 1976 - May 22, 1977
LOEB, RHOADES & CO. INC.
July 15, 1976 - November 6, 1976
AMERICAN SECURITIES BD CO., L.P.
December 22, 1975 - March 13, 1976
COLEMAN & COMPANY SECURITIES, INC.
February 14, 1975 - November 28, 1975
NEWHARD, COOK & CO. INCORPORATED
January 14, 1974 - February 1, 1975
LEHMAN BROTHERS INCORPORATED
September 13, 1972 - March 7, 1974
NEW YORK HANSEATIC CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/11/1972
Registered Representative ExaminationCurrent Firm
DELANEY EQUITY GROUP LLC
CRD#: 142285 / SEC#: , 8-67449
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELANEY, DAVID CAMERON | CEO/AML OFFICER/MANAGING MEMBER/CCO, CFO, FINOP | 2447186 |
Disclosures
| Regulatory Event | 5 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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