JS
John E. Schwear
JANNEY MONTGOMERY SCOTT LLC
Hazleton, PA 18202
Some features on this profile are disabled
CRD#: 6434780
JS
Professional summary
John E Schwear JR, who also goes by John E Schwear, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Hazleton, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. John has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John E Schwear
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
#1. Proprietorship - Dabbes Window Tint Co. - A small auto, residential and commercial window tinting enterprise located in Hazleton ,PA - The business takes up very little time (10 hours per month at best), and operates more as a hobby. #2. Pathway to Recovery; Not Investment Related; 223 W. Broad Street, Hazleton, PA 18204; Nature: Counseling and Educational Services; Position/Title: Member, Board of Directors; Start: January 2015; Devotes: 2 hour per month and 0 during trading hours; Duties: Community / volunteer capacity; Not compensated. #3. Greater Hazleton Civic Partership, Hazleton, PA. Mission is to make the Greater Hazleton Area the best place to live, learn, work, worship and play. Board Member (07/2023) - Focus on the Hazleton area image and presentation - focusing on the Hazleton area rails to trails, developing additional routes, and also associated community trail activities and events. Not compensated, not investment related, 2 hours/month. #4. Can Do Inc., Hazelton, PA. A private, non-profit industrial/economic development corporation serving Greater Hazleton in Northeastern Pennsylvania. Chairman of the Board of Directors (02/2007) - oversee executive committee meetings and board meetings. Not investment related, not compensated, 4 hours/month. #5. Can Do Inc., Hazelton, PA. Board Chair (05/2024) - member of governance committee whose membership consists of the Committee Chair, Board Chair and other directors as appointed. Not investment related, not compensated, 4 hours/month. #6. Mining and Mechanical Institute - MMI Preparatory School, Freeland, PA. Board Member (05/2015) - provide a parent's perspective to help develop stimulating educational programs for the students as the school prepares students for furthering their education and career opportunities. Not investment related, not compensated, 1 hour/month. #7. Downtown Hazleton Alliance for Progress - a community board whose mission is "To provide sustainable leadership, direction and support for the successful, efficient revitalization and long-term success of downtown Hazleton, Pennsylvania. Can-Do Chair also participates as a member of the board for Downtown Hazleton Alliance for Progress. Not investment related, not compensated, 4 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view John E Schwear JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John E Schwear JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2016 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 631 Airport Road 200 Laurel Professional Center, Hazleton, PA 18202RIA
BD
CRD#: 463
Hazleton, PA
Current
April 13, 2016 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 631 Airport Road 200 Laurel Professional Center, Hazleton, PA 18202RIA
BD
CRD#: 463
Hazleton, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/27/2018)
RR
Arizona(9/27/2018)
RR
Arkansas(9/27/2018)
RR
California(9/27/2018)
IAR
California(2/26/2024)
RR
Colorado(4/23/2021)
RR
Connecticut(9/27/2018)
RR
Delaware(9/27/2018)
IAR
Delaware(2/27/2024)
RR
District of Columbia(9/27/2018)
RR
Florida(9/27/2018)
RR
Georgia(9/27/2018)
RR
Illinois(9/27/2018)
RR
Indiana(9/30/2025)
RR
Kansas(1/8/2019)
RR
Maine(6/20/2023)
RR
Maryland(9/27/2018)
RR
Massachusetts(12/5/2022)
RR
Michigan(2/25/2025)
RR
Montana(9/21/2020)
RR
Nevada(9/27/2018)
RR
New Jersey(9/27/2018)
IAR
New Jersey(2/26/2024)
RR
New York(9/27/2018)
RR
North Carolina(6/17/2020)
RR
Ohio(9/21/2020)
RR
Oklahoma(9/27/2018)
RR
Oregon(9/21/2020)
RR
Pennsylvania(6/29/2016)
IAR
Pennsylvania(6/29/2016)
RR
Rhode Island(9/27/2018)
RR
South Carolina(9/27/2018)
RR
Tennessee(9/27/2018)
RR
Texas(9/27/2018)
IAR
Texas(3/8/2021)
RR
Virginia(9/27/2018)
RR
Washington(9/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
