Joshua P. Vandergraaff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Patrick Vandergraaff MR., who also goes by Joshua Vandergraaff, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2015. Joshua had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2026 - July 24, 2026
VERTRIX WEALTH MANAGEMENT, LLC
July 26, 2022 - January 21, 2026
GREYSTONE FINANCIAL GROUP, LLC
August 7, 2017 - July 8, 2022
PRUCO SECURITIES, LLC.
February 16, 2015 - July 8, 2022
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERTRIX WEALTH MANAGEMENT, LLC
CRD#: 339547 / SEC#: 801-134983
Contact information
SEC notice filing (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
