Michelle Rose Murdock

1) Avantax Insurance Agency LLC Dubuque IA Equity Indexed Annuity~2/26/2016~20hrs~20hrs~Sales of Equity Indexed Annuities 2) Avantax Insurance Agency LLC Dubuque IA Insurance Agent~Insurance Sales Agent~2/1/2016~20hrs~10hrs~Insurance Agent 3) Michelle R. Murdock 3250 Kennedy Circle, Ste 7~Dubuque~IA~52002 2/1/2016~120hrs~60hrs~Operational and/or Marketing Name for HD Vest Services 4) New Eagle Insurance 3250 Kennedy Circle, Suite 7~Dubuque~IA~52002~Insurance Agent~Owner/Sole Proprietor~2/1/2016~20hrs~10hrs~Health insurance agent 5) New Eagle Wealth Management 3250 Kennedy Circle, Suite 7~Dubuque~IA~52002 6/1/2015~140hrs~50hrs~Operational and or Marketing Name for HD Vest Services 6) NEW EAGLE WEALTH MANAGEMENT 3, INC. DBA NEW EAGLE WEALTH MANAGEMENT POSITION: Owner NATURE: We incorporated New Eagle Wealth Management to operate our investment business under. Since I've been growing and added a sub-adviser, I decided to incorporate. INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2015 ADDRESS: 3250 Kennedy Circle, Suite 1, Dubuque IA 52002, DESCRIPTION: Financial Advisor - advise clients on their investments and financial planning. 7) HOME & FLOOR SHOW POSITION: COO NATURE: I will be joining a new company as their COO and will slowly transition out of being a financial advisor. However, I am not requesting termination yet as I am still working with my sub-advisor to help transition my book of business over to her. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2022 ADDRESS: 1475 Associates Dr, Dubuque IA 52002, United States DESCRIPTION: I will be responsible for all the day to day responsibilities of running this new company; supervising the current employees, managing client relationships as they purchase new products, developing relationships with the current suppliers and all other duties of running a company.