Christopher Acquaviva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Acquaviva, who also goes by Christopher Ronald Acquaviva, Christopher R Acquaviva, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2015. Christopher had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2026 - August 11, 2026
LUMIDA WEALTH MANAGEMENT LLC
August 24, 2018 - April 4, 2025
J.P. MORGAN SECURITIES LLC
August 22, 2018 - April 4, 2025
J.P. MORGAN SECURITIES LLC
August 25, 2017 - August 7, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2017 - August 7, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2015 - July 19, 2017
EQUITABLE ADVISORS, LLC
July 16, 2015 - July 19, 2017
EQUITABLE ADVISORS, LLC
February 18, 2015 - March 17, 2015
GLOBAL ARENA CAPITAL CORP
Primary Firm SEC Registration
LUMIDA WEALTH MANAGEMENT LLC
CRD#: 323410 / SEC#: 801-126806
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LUMIDA WEALTH MANAGEMENT LLC
CRD#: 323410 / SEC#: 801-126806
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 148,637,726 |
Red Flags
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