Konnor K. Tranoris

WEALTH DEN FINANCIAL

Mound, MN

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CRD#: 6433536

Professional summary

Konnor Kenneth Tranoris, CFP®, who also goes by Konnor K Tranoris, Konnor Kenneth Tranoris, Konnor Tranoris, is a registered financial advisor currently at WEALTH DEN FINANCIAL located in Mound, Minnesota.

Konnor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Konnor has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Konnor K Tranoris | Konnor Kenneth Tranoris | Konnor Tranoris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Konnor Tranoris is currently employed as the Independent Contractor at Varsity Tutors. This activity accounts for approximately 10% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konnor Kenneth Tranoris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 19, 2021 - Present

WEALTH DEN FINANCIAL

RIA

CRD#: 311822

Mound, MN

Past

March 19, 2020 - May 19, 2020

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

PLYMOUTH, MN

Past

March 18, 2020 - May 19, 2020

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

March 11, 2020 - August 7, 2020

LPL FINANCIAL LLC

CRD#: 6413

PLYMOUTH, MN

Past

July 26, 2018 - October 4, 2019

ADVISORS' PRIDE INC.

RIA

CRD#: 170669

Apple Valley, MN

Past

October 13, 2017 - October 16, 2019

LPL FINANCIAL LLC

CRD#: 6413

APPLE VALLEY, MN

Past

August 18, 2016 - September 12, 2017

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2016

General Securities Representative Examination

Current Firm

WEALTH DEN FINANCIAL

WEALTH DEN FINANCIAL | WEALTH DEN FINANCIAL LLC

CRD#: 311822 / SEC#:

Minnesota

Registered Investment Advisory firm - (4/19/2021 Approved)

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Contact information

Main Address

Mound, MN

Mailing Address

Phone number

(515) 720-1752

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 3,660,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Konnor K. Tranoris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konnor Kenneth Tranoris's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

ADVISORS' PRIDE INC.

LPL FINANCIAL LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2018

Series 63

Date: 8/30/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2016

Current Firm

WEALTH DEN FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH DEN FINANCIAL

TRUST BUT VERIFY

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