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CS

Colby S. Sherman

ARCHFORD CAPITAL STRATEGIES
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 6433343
CS

Professional summary

Colby Simon Sherman is a registered financial advisor currently at ARCHFORD CAPITAL STRATEGIES, LLC located in St. Louis, Missouri.

Colby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Colby has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colby Simon Sherman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2026 - Present

ARCHFORD CAPITAL STRATEGIES, LLC

Office #1: 101 South Hanley Road Ste 1310, St. Louis, MO 63105
RIA
CRD#: 164482
St. Louis, MO
Past

March 31, 2025 - March 4, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BONITA SPRINGS, FL
Past

August 23, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
JACKSONVILLE, FL
Past

July 28, 2020 - March 4, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NAPLES, FL
Past

May 2, 2019 - July 16, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Jacksonville, FL
Past

May 1, 2019 - July 16, 2020

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
JACKSONVILLE, FL
Past

January 18, 2017 - June 2, 2017

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

October 14, 2016 - June 2, 2017

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

July 22, 2015 - September 26, 2016

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
CHARLOTTE, NC
Past

May 27, 2015 - June 9, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MANCHESTER, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARCHFORD CAPITAL STRATEGIES, LLC
APRIL WEALTH ENDEAVOR, LLC | ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482 / SEC#: 801-76851

RIA
Registered Investment Advisory firm - (6/28/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(4/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/13/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/17/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/2/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/27/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/17/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/15/2022
General Securities Sales Supervisor - General Module Examination

Current Firm

AC
ARCHFORD CAPITAL STRATEGIES, LLC
APRIL WEALTH ENDEAVOR, LLC | ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482 / SEC#: 801-76851

RIA
Registered Investment Advisory firm - (6/28/2012 Approved)
PREMIUM
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Contact information

Main Address
13 Wolf Creek Suite 2, Swansea, IL 62226
Mailing Address
Phone number
(618) 416-7085
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCHFORD CAPITAL STRATEGIES, LLC DISCLOSURE BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts3,921
AUM (Assets Under Management)$ 1,278,994,490

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/09/2025
Cover Page
Report
09/16/2024
Cover Page
Report
08/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482St. Louis, MO 63105

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