CS
Colby S. Sherman
STRATEGIC ADVISERS LLC
BONITA SPRINGS, FL
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CRD#: 6433343
CS
Professional summary
Colby Simon Sherman is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bonita Springs, Florida and FIDELITY BROKERAGE SERVICES LLC located in Naples, Florida.
Colby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Colby has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Army National Guard. 720 Edwards Rd, Starke, FL 32091. Ordnance Officer, currently I am a 1st lieutenant and serving as the Executive Officer. Duties Over seeing the training of the 631st Maintenance Co. Conduct Maintenance operations for supported units and the State of Florida. Time devoted: 5%, 16 hr/mo, 0 hr/mo during trading hours. Not investment related. Start date: 7/1/2013.
CRS (Client Relationship Summary) - RIA
Click below to view Colby Simon Sherman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5200 Tamiami Trail N Suites 103 201 - 204, Naples, FL, 34103-2817RIA
CRD#: 104555
BONITA SPRINGS, FL
Current
July 28, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5200 N. Tamiami Trail Suites 103 201 - 204, Naples, FL, 34103BD
CRD#: 7784
Naples, FL
Past
August 23, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
May 2, 2019 - July 16, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Jacksonville, FL
Past
May 1, 2019 - July 16, 2020
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
JACKSONVILLE, FL
Past
January 18, 2017 - June 2, 2017
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
October 14, 2016 - June 2, 2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
July 22, 2015 - September 26, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
CHARLOTTE, NC
Past
May 27, 2015 - June 9, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MANCHESTER, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2020)
RR
Alaska(8/19/2020)
RR
Arizona(8/19/2020)
RR
Arkansas(8/19/2020)
RR
California(8/19/2020)
RR
Colorado(8/19/2020)
RR
Connecticut(8/19/2020)
RR
Delaware(8/19/2020)
RR
District of Columbia(8/19/2020)
RR
Florida(7/28/2020)
IAR
Florida(3/31/2025)
RR
Georgia(8/19/2020)
RR
Hawaii(8/19/2020)
RR
Idaho(8/19/2020)
RR
Illinois(8/19/2020)
RR
Indiana(8/19/2020)
RR
Iowa(8/19/2020)
RR
Kansas(8/19/2020)
RR
Kentucky(8/19/2020)
RR
Louisiana(8/19/2020)
RR
Maine(8/19/2020)
RR
Maryland(8/19/2020)
RR
Massachusetts(8/19/2020)
RR
Michigan(8/19/2020)
RR
Minnesota(8/19/2020)
RR
Mississippi(8/19/2020)
RR
Missouri(8/19/2020)
RR
Montana(8/19/2020)
RR
Nebraska(8/19/2020)
RR
Nevada(8/19/2020)
RR
New Hampshire(8/19/2020)
RR
New Jersey(8/19/2020)
RR
New Mexico(8/19/2020)
RR
New York(8/19/2020)
RR
North Carolina(8/19/2020)
RR
North Dakota(8/19/2020)
RR
Ohio(8/20/2020)
RR
Oklahoma(8/19/2020)
RR
Oregon(8/19/2020)
RR
Pennsylvania(8/19/2020)
RR
Puerto Rico(8/19/2020)
RR
Rhode Island(8/19/2020)
RR
South Carolina(8/19/2020)
RR
South Dakota(8/19/2020)
RR
Tennessee(8/19/2020)
RR
Texas(8/19/2020)
IAR
Texas(3/31/2025)
RR
Utah(8/19/2020)
RR
Vermont(8/19/2020)
RR
Virginia(8/19/2020)
RR
Washington(8/19/2020)
RR
West Virginia(8/19/2020)
RR
Wisconsin(8/19/2020)
RR
Wyoming(8/19/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
