Jonathan A. Dudzinski

THE OLYMPIA GROUP LLC

Plymouth, WI

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CRD#: 6433308

Professional summary

Jonathan Adam Dudzinski, CFA, who also goes by Jon Adam Dudzinski, is a registered financial advisor currently at THE OLYMPIA GROUP LLC located in Plymouth, Wisconsin.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jonathan has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Adam Dudzinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) UW OSHKOSH, 625 PEARL AVE, OSHKOSH, WI 54901, 10/2014,BOARD MEMBER, NIR, 10 HRS/YR - 0 HRS/YR TRADING. 2) OSHKOSH AREA COMMUNITY FOUNDATION, 230 OHIO ST, #100, OSHKOSH, WI 54902, 09/01/2015, FINANCE COMMITTEE MEMBER, NIR, 8 HRS/YR - 0 HRS/YR TRADING. 3) LOTNIX LLC, OSHKOSH, WI, 06/2012. MANAGING MEMBER, BOOKKEEPING, BEEKEEPING, NIR, 15 HRS/MO- 0 HRS/MO TRADING. 4) BEE BELLA LLC, 752 MAIN ST., OSHKOSH, WI 54901,01/2021, OWNER, BEEKEEPING, NIR, 1 HR/MO - 0 HRS/MO TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Adam Dudzinski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 6, 2023 - Present

THE OLYMPIA GROUP LLC

RIA

CRD#: 326874

Plymouth, WI

Past

August 31, 2022 - October 13, 2023

LPL FINANCIAL LLC

CRD#: 6413

SHEBOYGAN FALLS, WI

Past

August 19, 2022 - October 2, 2023

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

Sheboygan Falls, WI

Past

July 15, 2019 - August 26, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Sheboygan Falls, WI

Past

July 15, 2019 - August 26, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Sheboygan Falls, WI

Past

September 26, 2017 - July 12, 2019

CARL M. HENNIG, INC.

RIA

CRD#: 140

OSHKOSH, WI

Past

January 12, 2015 - July 12, 2019

CARL M. HENNIG, INC.

CRD#: 140

OSHKOSH, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/20/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2015

General Securities Representative Examination

Current Firm

THE OLYMPIA GROUP LLC

CRD#: 326874 / SEC#:

Wisconsin

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

Plymouth, WI

Mailing Address

Phone number

(920) 312-1433

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 14,359,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan A. Dudzinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Adam Dudzinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE OLYMPIA GROUP LLC

LPL FINANCIAL LLC

MERIT FINANCIAL ADVISORS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CARL M. HENNIG, INC.

CARL M. HENNIG, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2015

Current Firm

THE OLYMPIA GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE OLYMPIA GROUP LLC

TRUST BUT VERIFY

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