Robert M. Mangold

GREENBUSH FINANCIAL GROUP

Albany, NY 12205

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CRD#: 6433035

Professional summary

Robert Michael Mangold JR., CFP®, who also goes by Robert Mangold Jr., is a registered financial advisor currently at GREENBUSH FINANCIAL GROUP, LLC located in Albany, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Mangold Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed Insurance Sales, CRUMP, General Agent May, 2015 to Present, 2% of time during Market Hours Advocate Health - Medical Broker - Investment Related? NO - Start date: 1/2020 - Broker, 0% Ownership - 8 Hours Devoted per Month - 8 Hours Devoted per Month During Market Hours Advisors Insurance Brokers - insurance sales, not investment related, start date = Feb 2021, 0 % ownership, 8 hours devoted per month, 8 hours devoted per month during market hours. Greenbush Youth Soccer Club, non-investment related, Greenbush, NY, 2021 to present, Treasurer, 8 hours per month - 1 hour per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Mangold JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 22, 2015 - Present

GREENBUSH FINANCIAL GROUP, LLC

Office #1: 159 Wolf Road Suite 101, Albany, NY 12205

RIA

CRD#: 125500

Albany, NY

Past

February 9, 2015 - May 15, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Albany, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENBUSH FINANCIAL GROUP, LLC

CRD#: 125500 / SEC#: 801-73044

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

New York

Registered Investment Advisory firm - (2/22/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2015

General Securities Representative Examination

Current Firm

GREENBUSH FINANCIAL GROUP, LLC

CRD#: 125500 / SEC#: 801-73044

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

New York

Registered Investment Advisory firm - (2/22/2012 Terminated)

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Contact information

Main Address

159 Wolf Road Suite 101, Albany, NY 12205

Mailing Address

Phone number

(518) 477-6686

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENBUSH FINANCIAL GROUP, LLC PT 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 498,155,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert M. Mangold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Mangold JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENBUSH FINANCIAL GROUP, LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GREENBUSH FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2015

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2015

Current Firm

GREENBUSH FINANCIAL GROUP, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENBUSH FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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