Hallie E. Kraus

TREEHOUSE WEALTH ADVISORS

San Francisco, CA 94104

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CRD#: 6432713

Professional summary

Hallie Elizabeth Kraus, CFP®, who also goes by Hallie Kraus, is a registered financial advisor currently at TREEHOUSE WEALTH ADVISORS located in San Francisco, California.

Hallie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Hallie has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hallie Kraus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hallie Elizabeth Kraus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 5, 2025 - Present

TREEHOUSE WEALTH ADVISORS

Office #1: 220 Montgomery Street Suite 1060, San Francisco, CA 94104

RIA

CRD#: 292016

San Francisco, CA

Past

March 3, 2020 - January 16, 2025

THE HUMPHREYS GROUP

RIA

CRD#: 132415

SAN FRANCISCO, CA

Past

April 23, 2015 - April 25, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MILL VALLEY, CA

Past

March 17, 2015 - April 25, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MILL VALLEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TREEHOUSE WEALTH ADVISORS

GARRISON POINT ADVISORS | TREEHOUSE WEALTH ADVISORS | GARRISON POINT ADVISORS, LLC

CRD#: 292016 / SEC#: 801-112623

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/5/2025)

IAR

Texas
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2015

General Securities Representative Examination

Current Firm

TREEHOUSE WEALTH ADVISORS

GARRISON POINT ADVISORS | TREEHOUSE WEALTH ADVISORS | GARRISON POINT ADVISORS, LLC

CRD#: 292016 / SEC#: 801-112623

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

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Contact information

Main Address

1600 S Main St. Suite 195, Walnut Creek, CA 94596

Mailing Address

Phone number

(415) 887-1416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TREEHOUSE WEALTH ADVISORS DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 536,998,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hallie E. Kraus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hallie Elizabeth Kraus's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREEHOUSE WEALTH ADVISORS

THE HUMPHREYS GROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TREEHOUSE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2015

SIE

Date: 4/25/2017

Series 7

Date: 3/16/2015

Current Firm

TREEHOUSE WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TREEHOUSE WEALTH ADVISORS

TRUST BUT VERIFY

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