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ML

Mallory K. Labik

FRAGASSO FINANCIAL ADVISORS
Sewickley, PA 15143
Some features on this profile are disabled
CRD#: 6432712
ML

Professional summary

Mallory Kate Labik, CFP®, who also goes by Mallory Kate Lahood, is a registered financial advisor currently at FRAGASSO FINANCIAL ADVISORS located in Sewickley, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Sewickley, Pennsylvania.

Mallory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Mallory has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mallory Kate Lahood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mallory Kate Labik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

October 28, 2016 - Present

FRAGASSO FINANCIAL ADVISORS

Office #1: 2200 Georgetown Drive Suite 302, Sewickley, PA 15143
RIA
CRD#: 123255
Sewickley, PA
Current

August 2, 2018 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2200 Georgetown Drive Suite 302, Sewickley, PA 15143
RIA
BD
CRD#: 120222
Sewickley, PA
Past

June 6, 2017 - August 3, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
PITTSBURGH, PA
Past

January 7, 2015 - September 29, 2016

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

RIA
CRD#: 142913
WEXFORD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FRAGASSO FINANCIAL ADVISORS
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC

CRD#: 123255 / SEC#: 801-77097

RIA
Registered Investment Advisory firm - (9/12/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Hampshire
(7/19/2023)
IAR
Pennsylvania
(10/28/2016)
RR
Pennsylvania
(8/2/2018)
RR
South Carolina
(12/17/2025)
RR
Virginia
(8/19/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/7/2015
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FRAGASSO FINANCIAL ADVISORS
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC

CRD#: 123255 / SEC#: 801-77097

RIA
Registered Investment Advisory firm - (9/12/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)
PREMIUM
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Contact information

Main Address
2200 Georgetown Drive Suite 302, Sewickley, PA 15143
Mailing Address
Phone number
(412) 227-3200
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (2/18/2026)

Regulatory assets under management

Total Number of Accounts5,753
AUM (Assets Under Management)$ 2,831,366,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRAGASSO FINANCIAL ADVISORS

FRAGASSO FINANCIAL ADVISORS

CRD#: 123255Sewickley, PA 15143

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