KK
Kevin G. Kulak
PARK AVENUE SECURITIES LLC
Ambler, PA
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CRD#: 6432632
KK
Professional summary
Kevin Gregory Kulak, CIMA®, who also goes by Kevin Gregory Mcdonnell Kulak, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Ambler, Pennsylvania.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Gregory Mcdonnell Kulak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sale of insurance products not offered for sale at Guardian,
Start date: 05/01/2023,
Address: 437 Madison Avenue, 29th Floor, NY, NY 10022,
20 total hours per month; 20 during securities trading hours,
Investment related,
Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Gregory Kulak's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Gregory Kulak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 7, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #2: 437 Madison Avenue 29th Floor, New York, NY 10022RIA
BD
CRD#: 46173
Ambler, PA
Current
December 6, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 437 Madison Avenue 29th Floor, New York, NY 10022RIA
BD
CRD#: 46173
New York, NY
Past
January 10, 2022 - September 1, 2022
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 125446
Berwyn, PA
Past
October 19, 2020 - December 31, 2021
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 107975
BERWYN, PA
Past
October 12, 2017 - October 16, 2020
BRINKER CAPITAL INC
RIA
CRD#: 111743
BERWYN, PA
Past
September 7, 2017 - September 1, 2022
BRINKER CAPITAL SECURITIES, LLC
BD
CRD#: 38123
BERWYN, PA
Past
February 16, 2017 - August 16, 2017
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
PHILADELPHIA, PA
Past
March 7, 2015 - December 12, 2016
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/10/2023)
IAR
Alaska(1/10/2023)
RR
Arizona(2/6/2023)
IAR
Arizona(2/24/2023)
RR
Arkansas(2/25/2025)
IAR
Arkansas(2/26/2025)
RR
California(1/10/2023)
IAR
California(1/11/2023)
RR
Colorado(7/26/2023)
IAR
Colorado(7/26/2023)
RR
Connecticut(1/10/2023)
IAR
Connecticut(1/11/2023)
RR
Delaware(6/27/2023)
IAR
Delaware(6/28/2023)
RR
District of Columbia(5/5/2023)
IAR
District of Columbia(5/9/2023)
RR
Florida(1/10/2023)
IAR
Florida(1/11/2023)
RR
Georgia(1/30/2025)
IAR
Georgia(1/31/2025)
RR
Idaho(2/28/2024)
IAR
Idaho(2/28/2024)
RR
Illinois(7/25/2023)
IAR
Illinois(7/31/2023)
RR
Indiana(3/21/2025)
IAR
Indiana(3/24/2025)
RR
Louisiana(1/31/2025)
IAR
Louisiana(1/31/2025)
RR
Maryland(5/5/2023)
IAR
Maryland(5/5/2023)
RR
Massachusetts(2/9/2023)
IAR
Massachusetts(2/15/2023)
RR
Michigan(1/10/2023)
IAR
Michigan(1/12/2023)
RR
Missouri(2/3/2023)
IAR
Missouri(2/3/2023)
RR
Nebraska(8/1/2024)
IAR
Nebraska(8/8/2024)
RR
Nevada(8/4/2023)
IAR
Nevada(8/10/2023)
RR
New Jersey(12/6/2022)
IAR
New Jersey(12/7/2022)
RR
New York(12/6/2022)
IAR
New York(12/7/2022)
RR
North Carolina(1/10/2023)
IAR
North Carolina(1/13/2023)
RR
Ohio(6/12/2023)
IAR
Ohio(6/12/2023)
RR
Oklahoma(1/2/2025)
IAR
Oklahoma(1/6/2025)
RR
Oregon(6/27/2023)
IAR
Oregon(7/12/2023)
RR
Pennsylvania(12/6/2022)
IAR
Pennsylvania(12/7/2022)
RR
South Carolina(6/20/2023)
IAR
South Carolina(6/20/2023)
RR
Tennessee(4/10/2024)
RR
Texas(5/8/2023)
IAR
Texas(5/9/2023)
RR
Utah(2/7/2023)
IAR
Utah(2/8/2023)
RR
Virginia(6/12/2023)
IAR
Virginia(6/12/2023)
RR
Washington(3/12/2024)
IAR
Washington(3/12/2024)
RR
West Virginia(1/10/2023)
IAR
West Virginia(1/13/2023)
RR
Wisconsin(4/11/2024)
IAR
Wisconsin(4/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
