David S. Trettel

BEACON FINANCIAL STRATEGIES

Raleigh, NC 27615

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CRD#: 6432359

Professional summary

David Scott Trettel, CFP®, who also goes by Dave Trettel, is a registered financial advisor currently at BEACON FINANCIAL STRATEGIES CORP. located in Raleigh, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Trettel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Trettel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 29, 2024 - Present

BEACON FINANCIAL STRATEGIES CORP.

Office #1: 7100 Six Forks Road Suite 135, Raleigh, NC 27615

RIA

CRD#: 132987

Raleigh, NC

Past

August 2, 2023 - January 25, 2024

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

RALEIGH, NC

Past

August 2, 2023 - January 25, 2024

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

RALEIGH, NC

Past

June 15, 2022 - January 23, 2023

STRATEGIC WEALTH INVESTMENT GROUP, LLC

RIA

CRD#: 611

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON FINANCIAL STRATEGIES CORP.

CRD#: 132987 / SEC#: 801-110734

RIA

Registered Investment Advisory firm - (7/6/2017 Approved)

North Carolina

Registered Investment Advisory firm - (7/20/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2015

General Securities Representative Examination

Current Firm

BEACON FINANCIAL STRATEGIES CORP.

CRD#: 132987 / SEC#: 801-110734

RIA

Registered Investment Advisory firm - (7/6/2017 Approved)

North Carolina

Registered Investment Advisory firm - (7/20/2017 Terminated)

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Contact information

Main Address

7100 Six Forks Road Suite 135, Raleigh, NC 27615

Mailing Address

Phone number

(919) 803-3801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON FINANCIAL STRATEGIES ADV PART 2A ANNUAL AMENDMENT V.02.12.25 (2/12/2025)

Regulatory assets under management

Total Number of Accounts	549
AUM (Assets Under Management)	$ 277,086,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Trettel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Trettel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

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PROSPERA FINANCIAL SERVICES, INC.

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PRINCIPAL SECURITIES, INC.

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MUTUAL OF OMAHA INVESTOR SERVICES, INC.

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Primary Firm SEC Registration

BEACON FINANCIAL STRATEGIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2015

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2015

Current Firm

BEACON FINANCIAL STRATEGIES CORP.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON FINANCIAL STRATEGIES CORP.

TRUST BUT VERIFY

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