EC
Emily D. Clock
TURTLE CREEK WEALTH ADVISORS
Dallas, TX 75201
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CRD#: 6432314
EC
Professional summary
Emily Dawson Clock, who also goes by Emily Catherine Dawson, is a registered financial advisor currently at TURTLE CREEK WEALTH ADVISORS, LLC located in Dallas, Texas.
Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Emily has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emily Catherine Dawson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GIVEROSITY, INC: NOT INVESTMENT RELATED; 11/2010-PRESENT; DALLAS, TX; PROPRIETOR/OWNER; NON PROFIT ORG. - FOUNDER/LEADERSHIP; 5 HRS/MO; 0 HRS DURING TRADING; GIVEROSITY, INC IS A 501(C)(3) NONPROFIT ORGANIZATION WHICH STREAMLINES THE GIFT DONATION PROCESS DURING THE HOLIDAYS FOR CHILDREN IN NEED. I MANAGE THE BUSINESS, THE WEBSITE AND THE DELIVERY PROCESS. 2) Texas Capital Bank Private Wealth Advisors; 5/30/2011; Private Client Advisor; Dallas, Texas; 160 hours per month; 140 hours per month during trading hours. Yes, investment related. Job description: Advise clients on investments, loans, estate and banking needs. 3) Texas Capital Wealth Management Services, Inc. Start date: 1/23/2020. Location: Dallas, Texas. Job Title: PCA - Private Client Advisor. Yes, investment related. Number of hours per month devoted to other business: 1-3. Number of hours per month during trading hours: 1-3. Job description: Sales and servicing fixed insurance products which includes term insurance, LTC, whole life, universal life, all fixed and indexed.
CRS (Client Relationship Summary) - RIA
Click below to view Emily Dawson Clock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2023 - Present
TURTLE CREEK WEALTH ADVISORS, LLC
Office #1: 2828 N. Harwood Street Suite 1250, Dallas, TX 75201RIA
CRD#: 322998
Dallas, TX
Past
January 4, 2019 - June 30, 2022
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
RIA
CRD#: 298422
DALLAS, TX
Past
January 2, 2019 - June 24, 2022
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
Dallas, TX
Past
June 8, 2015 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
DALLAS, TX
Past
February 17, 2015 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TURTLE CREEK WEALTH ADVISORS, LLC
TURTLE CREEK | TURTLE CREEK, A MULTI-FAMILY OFFICE | TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998 / SEC#: 801-127123
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TC
TURTLE CREEK WEALTH ADVISORS, LLC
TURTLE CREEK | TURTLE CREEK, A MULTI-FAMILY OFFICE | TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998 / SEC#: 801-127123
RIA
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Contact information
Main Address
2828 N. Harwood Street Suite 1250, Dallas, TX 75201
Mailing Address
Phone number
(214) 214-3110
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 1,712,227,523 |
Red Flags
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Company Information
TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998Dallas, TX 75201TRUST BUT VERIFY
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