Alan A. Ives

LUTHER KING CAPITAL MANAGEMENT

Dallas, TX 75201

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CRD#: 6432308

Professional summary

Alan Albert Ives, CFA, who also goes by Alan IVes, is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION located in Dallas, Texas.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alan has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Ives

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Albert Ives's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 22, 2015 - Present

LUTHER KING CAPITAL MANAGEMENT CORPORATION

Office #1: 2021 Mckinney Ave. Suite 400, Dallas, TX 75201

RIA

CRD#: 110093

Dallas, TX

Past

May 1, 2015 - July 14, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUTHER KING CAPITAL MANAGEMENT CORPORATION

KING LUTHER CAPITAL MANAGMENT CORP ADV | LUTHER KING CAPITAL MANAGEMENT CORPORATION

CRD#: 110093 / SEC#: 801-14458

RIA

Registered Investment Advisory firm - (3/15/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/18/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2015

General Securities Representative Examination

Current Firm

LUTHER KING CAPITAL MANAGEMENT CORPORATION

KING LUTHER CAPITAL MANAGMENT CORP ADV | LUTHER KING CAPITAL MANAGEMENT CORPORATION

CRD#: 110093 / SEC#: 801-14458

RIA

Registered Investment Advisory firm - (3/15/1979 Approved)

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Contact information

Main Address

301 Commerce Street Suite 1600, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 332-3235

Established

Firm type

Fiscal year end

# of Employees

105

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LKCM FORM ADV PART 2A (6-30-2025) (6/27/2025)

Regulatory assets under management

Total Number of Accounts	3,608
AUM (Assets Under Management)	$ 30,147,517,560

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/20/2024	Cover Page	Report
08/11/2023	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan A. Ives

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Albert Ives's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUTHER KING CAPITAL MANAGEMENT CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LUTHER KING CAPITAL MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/2015

SIE

Date: 7/14/2015

Series 7

Date: 5/1/2015

Current Firm

LUTHER KING CAPITAL MANAGEMENT CORPORATION

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LUTHER KING CAPITAL MANAGEMENT CORPORATION

TRUST BUT VERIFY

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