Yuchen Li
Professional summary
Yuchen Li, who also goes by Emma Li, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
Yuchen is registered as a RR (Registered Representative) and started their career in finance in 2017. Yuchen has worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yuchen Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 111 W. 19th Street 7th Floor, New York, NY 10011Office #2: 111. W. 19th Street 7th Floor, New York, NY 10011July 7, 2022 - March 25, 2024
LOOP CAPITAL MARKETS LLC
October 24, 2017 - July 13, 2022
GUGGENHEIM SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
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