Yuchen Li
Professional summary
Yuchen Li, who also goes by Emma Li, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
Yuchen is registered as a RR (Registered Representative) and started their career in finance in 2017. Yuchen has worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yuchen Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 10 East 40th Street 26th Floor, New York, NY 10016Office #2: 10 E. 40th Street 26th Floor, New York, NY 10016July 7, 2022 - March 25, 2024
LOOP CAPITAL MARKETS LLC
October 24, 2017 - July 13, 2022
GUGGENHEIM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
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