David T. Holland

GLOBAL WEALTH STRATEGIES AND ASSOCIATES

DENVER, CO 80209

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CRD#: 6431734

Professional summary

David Thomas Holland, who also goes by David Holland, is a registered financial advisor currently at GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC located in Denver, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Holland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Holland Business Consulting, LLC dba Mile High CPAs Inv rel: N Add: Residential Address Nature: CPA/ Tax Preparation Position: Ownership Start date: 6/01/2015 No. HR/MO: 60 No. HR/MO during sec trading: 0 Name: Dutch Property Group II, LLC Inv rel: N Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 3/01/2024 No. HR/MO: 4 No. HR/MO during sec trading: 0 Name: Dutch Property Group, LLC Inv rel: N Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 6/01/2018 No. HR/MO: 4 No. HR/MO during sec trading: 0 Name: 5353 Newton St. LLC Inv rel: N: Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 12/01/2021 No. HR/MO: 4 No. HR/MO during sec trading: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Thomas Holland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Office #1: 3200 Cherry Creek South Drive Suite 700, Denver, CO 80209

RIA

CRD#: 316072

DENVER, CO

Past

April 15, 2019 - October 29, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Denver, CO

Past

April 9, 2019 - October 29, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

Denver, CO

Past

July 8, 2015 - April 20, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DENVER, CO

Past

March 12, 2015 - April 20, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | GWS&A

CRD#: 316072 / SEC#: 801-122556

RIA

Registered Investment Advisory firm - (10/25/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2015

General Securities Representative Examination

Current Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | GWS&A

CRD#: 316072 / SEC#: 801-122556

RIA

Registered Investment Advisory firm - (10/25/2021 Approved)

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Contact information

Main Address

3200 Cherry Creek South Drive Suite 280, Denver, CO 80209

Mailing Address

Phone number

(720) 420-4870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,623
AUM (Assets Under Management)	$ 369,633,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2025	Cover Page	Report
11/20/2024	Cover Page	Report
10/20/2023	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David T. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Thomas Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2015

SIE

Date: 4/20/2017

Series 7

Date: 3/12/2015

Current Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

TRUST BUT VERIFY

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