Nicholas A. Masotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Anthony Masotto, who also goes by Nicholas Masotto, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2016. Nicholas had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2023 - May 16, 2025
VANDA RESEARCH CORP
October 16, 2017 - May 25, 2023
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
April 23, 2016 - October 10, 2017
LAIDLAW & COMPANY (UK) LTD.
State Registrations and Notice Filings
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Exams
Current Firm
VANDA RESEARCH CORP
CRD#: 289952 / SEC#:
Contact information
Red Flags
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